Research ethics review - FAQ's
Basics and practicalities about research ethics process - frequently asked questions
How and when should you apply for ethical review of research
Familiarize yourself well in advance on the national guidelines and Aalto University practices
The general principles of ethical review of research in Finland
Ethical review of research can only be carried out before data is collected. Hence an ethical review statement cannot be issued after the research has begun. Ethical review of research is a statement about the ethical acceptability of the research.
The researcher is always responsible for the ethical and moral solutions made in the research. Submitting the research for ethical review never transfers this responsibility to the ethics committee.
The researcher must be familiar with and comply with the data protection legislation in force and with the research-related data protection guidelines issued by Aalto University.
Theses supervisors are responsible for ensuring that their supervisees are familiar with the ethical principles, but the writer of the thesis is responsible for their work being ethical. If ethical review is necessary, the statement request shall be prepared jointly by the student and the supervisor.
Failure to apply for an ethical review , if it should have been applied for according to the national guidelines, constitutes an infringement of the responsible conduct of research (RCR).
In addition to a favourable research ethics statement, you may need a research permit, for example from the research site or location (city, company, etc.) before you can start collecting data. For research on Aalto University students, staff or data the Aalto University research permit process occurs directly for Aalto researchers after reception of accepted research ethics statement. See more: Research permissions process for Aalto University | Aalto University
The researcher may request an official description of the guidelines and practices of Finland from the secretary of the Research Ethics Committee of Aalto University, if, for example, the publisher requests an ethical review of the research, where an ethical review was not necessary according to the national guidelines (an ex post statement).
Read more:
When do you need ethical review for your research?
When a research ethcics review is necessary, the request for a statement must be made when the research has received funding or its implementation has been decided, and in any case always before data collection begins. Remember to request a research ethics statement well in advance of the planned start of the study. Ex-ante evaluation cannot be carried out retrospectively!
The following table compiles the criteria for applying for research ethics statement on the basis of which you can assess the need for a research ethics statement.
- Deviation from the principle of nformed consent for participation in research occurs where the participation is not voluntary, or the participants are not given sufficient or correct information about the research (if for example the nature of the research demands this kind of research design).
- When the research deviates from the principle of informed consent, it must be ensured that
- research participants are appropriately informed of the processing of their personal data where the research design so permits
- the research is justified and could not be carried out if participants were asked to consent to participating in the research
- data collection does not cause damage or harm to participants
- the real content and purpose of the study are explained to participants as soon as this is possible in view of the research
- Please note that when a teacher examines students, the voluntary nature of participation in the research is often blurred, and it is then a good idea to seek a research ethics statement. Also remember that student data is not freely available to the teacher for research. You also need research permission: Research permissions process for Aalto University | Aalto University
- Intervening in physical integrity for research purposes may include, for example, measuring physical condition, taking physiological samples, eating dietary products or restricting physical freedom, e.g. using technology, so that research participants have no opportunity to stop their participation in the research of their own free will within a reasonable period of time.
- When research intervenes in physical integrity, it is necessary to check whether this is a case that must be evaluated under the Medical Research Act (488/1999) or research that falls within the remit of a human sciences ethics committee. In case of medical research please contact the HUS ethics committees. https://www.hus.fi/tutkijalle/tutkimuseettiset-toimikunnat/Sivut/default.aspx (in Finnish)
Aalto University Research Ethics Committee does not evaluate medical research.
- At least one of the following criteria must be met in order to conduct research on minor under age of 15 without parental consent:
- The research focuses on issues of which sufficient research information cannot be obtained if the participation of children requires the consent of the parent or carer (e.g. domestic violence, social problems and similar).
- The research focuses on issues that minor participants do not themselves want their parents or carers to know about (e.g. drug or alcohol use, sexual orientation and similar).
- Exceptionally strong stimuli for participants may be, for example, data containing violence or pornography which the participants will be shown as part of the research design.
- Exceptionally strong stimuli may also be involved in research designs in which the participants are deliberately presented with ideas and data that are completely incompatible with their values.
- A risk of causing mental harm that exceeds the limits of normal daily life to the research participants or their family members or others closest to them may arise, for example, if the research is associated with traumatic experiences of research participants or their family members or others closest to them.
- Research situations can and may, however, include mental strain and emotional experiences similar to situations of everyday life.
A threat to the safety of research participants or researchers or their family members or others closest to them may arise, for example, in research into domestic violence or in research conducted in crisis situations or areas.
How do I apply for ethical review for my research?
Aalto University has two processes for research ethics statement request process: : the full review on research ethics from the Aalto University Research Ethics Committee, to which the TENK guidelines relate and a concise process by chair decision on behalf of the committee. In the concise process a research ethics statement is needed, for example, for funders or publishers. The resulting statement of research ethics corresponds to the statement issued on the basis of the full procedure and can be used as a document by which the research ethics assessment is verified to have been carried out.
In both processes, a research ethics statement request is done using the research integrity statement request form (see below)
Concise process:
A researcher can request a concise procedure from the committee in the following situations:
1. where the main reason for the request for a research ethics statement is a request from a funder, partner or publisher,
OR
2. where research data on Aalto university students or teaching is used by an Aalto researcher for research (the objective being research output)
AND
a. and the research clearly contains no basis for research ethics evalulation related to The ethical principles of research with human participants and ethical review in the human sciences in Finland. Finnish National Board on Research Integrity TENK guidelines 2019
AND
b. where no sensitive personal data or personal data belonging to special personal data categories is collected
The concise procedure is carried out by one member or deputy member of the research ethics committee appointed by the chair as well as a legal advisor. The research ethics statement proposal is presented to the chair by the secretary of the Research Ethics Committee based on the review. The chair of the Research Ethics Committee makes the decision on the research ethics statement. The chair refers the research ethics statement request to the committee's actual procedure if any circumstance prevents a concise procedure
Full research ethics statement process
The full process by Aalto University's Research Ethics Committee focuses on research ethcis statement request that contain a research ethical risks (see more detailed instructions below) and/or the research collects sensitive data or personal data belonging to special categories of personal data.
The committee meets approximately once a month and the evaluation is carried out by two members appointed by the chairperson and the legal counsellor. The decision is made by the committee.
Next instruction on filling in the research ethics statement request e-form are presented. Look up instruction on the e-form as well, and do not hesitate to ask for help from the committee secretary. Here you can find answers to the most frequently asked questions: Research ethics review - FAQ's | Aalto University
- See instructions above
- TENK - national guidelines 2019.
- Evaluate you research and decide do you need concise or full review.
Read first through the whole e-form, some questions are returned to with more detailed questions .
- The form requires Aalto staff IDs
- The form can be processed by several people
- You can request to work on a “Word” template form from the committee secretary
More information / sections and questions
1 . Section III, question 9: Compensationg research partcipnats More information: Remuneration policy for short-term work related to research or test subjects | Aalto University
2. Section V; Personal data; while filling in this section remember to compare the answers with the privacy notice, use always newest template. More information: How to handle personal data in research? | Aalto University
3. Section V, question 29: Survey and participant recruitment services. More information: Security and surveys | Aalto University
- Information sheet of the study to the study subject
- Consent to Participate in Research, templates
- Privacy Notice, templates
- You may also need to carry out an assessment of the impact of the processing of personal data on the data subjects (DPIA),
- Ethical review of research and DPIA
- What is DPIA, Data Protection Impact Assessment, templates
Templates for attachments can be found through links above. Remember that these are templates, i.e. go through and customize to fit them your own research setting.
If you need help to fill in the privacy notice contact your school's layer. Remember that the documents shared with participants should be in a language they understand and use
Please add you attachments in pdf format
Check that there is no ambiguity in the form and annexes, that you have answered all the questions (if the question does not apply to your research set-up, report it in that section) and that there are no inconsistencies in the answers and annexes .
The Aalto University Research Ethics Committee meets once a month and statement requests must be in the e-system three (3) weeks before the meeting. Here you can find the exact schedule and a link to statement reuqest form
Thesis and research ethical review
Thesis supervisors, especially for doctoral and master's degrees, are responsible for ensuring that their supervisees become familiar with the ethical principles, but the author of the thesis is responsible for the ethics of his or her work. If ethical review is necessary, the student shall apply for it together with his / her supervisor.
You cannot access the e form with Student IDs. You can request a working version of the form as a Word document from the committee secretary, review the form with your supervisor, and seek advice from the committee secretary if necessary. Your supervisor must be marked on the form under (PI / supervisor) and the form will be entered into the system by your supervisor.
See also:
Thesis advising in Aalto University
Recommendation of supervision of doctoral dissertation UNIFI and TENK
Making a complaint on received research ethics statement
If the person who has requested an ethical review statement does not accept the proposed changes in the statement or the decision of the human sciences ethics committee, they may request a statement on the matter from TENK. The request for a statement, including the grounds for requesting a statement, must be submitted within two months of the ethics committee’s decision
Updating already accepted research ethics statement
Send by e-mail to the committee secretary
- Information about the number and name of the ethical statement and when you received it
- What has changed, concisely and precisely
- Previous form where you have clearly marked the changes (pdf / link to the form in the system)
The chairman of the committee will assess whether the change requires a new statement request for the committee, a new evaluation by reviewers or whether the change is so small that it can be approved by a chair decision.
- Secretary of the Research Ethics committee Senior Advisor Annukka Jyrämä
More information:
Different perspectives to research ethics. How to make an ethics self-assessment in research projects – Aalto support and guidelines
Here we provide support, links and tips on how to work your way through the EU Grants: How to complete your ethics self-assessment – document
New concise process available for research ethics statement requests
At Aalto University there are now two processes open for research ethics statement requests: the committee (full) process and concise process with committee chair decision.
UniPID and TENK Release Ethical Guidelines for Global South Academic Partnerships
As academic partnerships with the Global South continue to gain popularity, issues related to resource distribution, power dynamics, and whose voices are heard and valued often arise.
How to handle personal data in research?
Recognize whether you are processing personal data and follow these instructions to handle it correctly.
Ethical review of research and DPIA
Information when and how to prepare DPIA in research as an appendix for research ethics statement request
Research permissions process for Aalto University
An easy, efficient, and transparent process for evaluating requests to research or collecting data on Aalto University students or staff; gaining access to the students or staff or gaining a right to use Aalto controlled data.
Education and training
Aalto University offers all doctoral students training in research ethics. (link below). Trainings on research ethics and research integrity, good scientific practice, can also be found in the open science training videos (link below). You can also request a seminar about research ethics and/or integriy in general or focusing on a theme for your research group/department/etc. by contacting the secretary of the research ethics committee.
Research Ethics for Doctoral Students (course)
Essentials of research ethics for doctoral thesis work, offered in period II and period IV
Training in Research Data Management and Open Science
We offer free and open to all training in research data management and open science.
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